Capital and Equity Solutions Investments (CES Investments) is incorporated in Dubai International Financial Centre (DIFC) and is regulated by the Dubai Financial Services Authority (DFSA).
The company was established to operate Special Situation and Growth Opportunity Funds. These funds are designed to take advantage of macroeconomic cycles and trends, technology shifts, pre-IPO opportunities and market movements.
We also offer a Fund of Funds strategy to provide optimised and customised risk/return investment solutions.
At CES Investments, our clients are at the core of everything we do. That is why we offer bespoke financial advisory services in order to fully understand our clients’ needs and objectives, before we recommend tailormade investment strategies.Advisory Services
The DFSA maintains an environment designed to foster the guiding principles of DIFC, namely integrity, transparency and efficiency.
DFSA has achieved this by embedding uncompromisingly high standards in a clear, succinct and flexible regulatory framework, based on international best practices.
As a DFSA regulated company, we adhere to best-in-class global standards. Furthermore, we have implemented a system of internal and external risk management pillars.
The Managing Partners of CES Investments has established an independent oversight function with the mandate to implement a robust risk management framework, best suited to the complexity of our business activities.
This framework includes a full suite of policies covering operational, legal, regulatory, compliance, reputational, liquidity, IT, market and credit risks. Compliance with the risk management framework is monitored and reported to the Board through a risk management committee, chaired by our Chief Risk Officer.
Over and above adherence to the firm’s risk management framework, we ensure that every level of the company remains risk-aware at all times, in both their day-to-day conduct and business execution.
Given the diverse and sometimes complex nature of our business, CES Investments also employs leading external partners to supplement our in-house risk functions.
BSA Ahmad Bin Hezeem & Associates – Legal Advisors
Russell Bedford – External Audit
Crowe MAK – Internal Audit
Equiom – Compliance
APEX – Fund Administrator